Transaction Documents

Use this form to instruct Next Generation to fund or further fund a brokerage account investment within your account. 

• Fax, scan or DocuSign accepted

Use this form to instruct Next Generation to make any investment within your account. Complete the appropriate sections of the form depending on the type of asset that you are purchasing. Please note that additional supporting documents are usually required, but vary depending on the type of investment. Please speak with an Account Representative to confirm what information will be necessary to process your request.

• Fax, scan or DocuSign accepted

Use this form to request distributions of cash or assets from your account. Note that any distribution will be reported to the IRS and may be a taxable event, depending on the type of account and reason for distribution. Feel free to contact our office for general information, or you may contact your tax advisor for more information about the specific tax effects for your situation.

• Original documentation or DocuSign required

Use this form to report changes to the fair market value of assets held in your account. Each account holder is responsible for providing an annual report of the fair market value of all account assets to Next Generation. This form may also be needed when performing a Roth conversion of assets, or if taking a distribution of assets in-kind. This form must be submitted with supporting documents.

• Fax, scan or DocuSign accepted

This is a guide with more details about how to complete the Fair Market Valuation Form and supporting documentation.

Use this form to provide us with outgoing Wire or ACH (direct deposit) instructions for funds going from your account to anyone. This includes purchases, payments, as well as distributions to you directly. Be sure to get this information from the bank where funds are being sent, in order to prevent misdirected funds.

• Fax, scan or DocuSign accepted

Use this form to instruct Next Generation to pay expenses associated with any asset in your account. Remember that all asset-related expenses must be paid from your account, and cannot be paid personally out of pocket. You should attach any invoice or other supporting information to this form.

• Fax, scan or DocuSign accepted

 Use this form in conjunction with a Buy Direction Letter and other supporting documents if you are instructing Next Generation to invest your account into any sort of private placement or other private entity, such as an LLC, limited partnership, private stock, hedge fund, etc.

• Fax, scan or DocuSign accepted

Use this form in conjunction with a Buy Direction Letter, Private Placement Instruction letter and other supporting documents if you are instructing Next Generation to invest your account into any sort of Private Placement or other private entity, such as an LLC, LP, Private Stock, Hedge Fund, etc. This form is to be completed, signed and dated by an eligible party of the investment entity. 

• Fax, scan or DocuSign accepted

Use this form to instruct Next Generation to sell or liquidate any investment within your account. Complete the appropriate sections of the form depending on the type of asset that you are selling/liquidating. Please note that additional supporting documents may be required, but vary depending on the type of investment. Please speak with an Account Representative to confirm what information will be necessary to process your request.

• Fax, scan or DocuSign accepted

Use this form for an Unsecured Loan Application. Feel free to contact our office for general information, or you may contact your tax advisor for more information about the specific tax effects for your situation.

• Fax, scan or DocuSign accepted